0000904567-13-000001.txt : 20130605 0000904567-13-000001.hdr.sgml : 20130605 20130605101916 ACCESSION NUMBER: 0000904567-13-000001 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130605 DATE AS OF CHANGE: 20130605 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MIDDLETON DOLL CO CENTRAL INDEX KEY: 0000723209 STANDARD INDUSTRIAL CLASSIFICATION: DOLLS & STUFFED TOYS [3942] IRS NUMBER: 391364345 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55393 FILM NUMBER: 13893314 BUSINESS ADDRESS: STREET 1: N22 W23977 RIDGEVIEW PARKWAY, SUITE 700 CITY: WAUKESHA STATE: WI ZIP: 53188 BUSINESS PHONE: 262-347-2900 MAIL ADDRESS: STREET 1: N22 W23977 RIDGEVIEW PARKWAY, SUITE 700 CITY: WAUKESHA STATE: WI ZIP: 53188 FORMER COMPANY: FORMER CONFORMED NAME: BANDO MCGLOCKLIN CAPITAL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BANDO MCGLOCKLIN INVESTMENT CO INC DATE OF NAME CHANGE: 19870903 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERLIN THOMAS G CENTRAL INDEX KEY: 0000904567 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 37500 EAGLE ROAD CITY: WILLOGHBY HILLS STATE: OH ZIP: 44094 SC 13D/A 1 13dftdl0605.txt FIRSTIME DESIGN, LTD. United States Securities and Exchange Commission Washington DC 20549 Schedule 13D Amendment No.1 Under the Securities and Exchange Act of 1934 First Time Design, Ltd. (Name of Issuer) Common Stock (No Par Value) Title of Class of Securities 33766M106 (CUSIP Number) Thomas G. Berlin Berlin Financial,Ltd. 1325 Carnegie Ave, Cleveland,OH 44115 (216) 479.0400 Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 10, 2012 (Date of Event Which Requires Filing of this Statement) If this filing person has previously filed a statement on Schedule 13G to report this acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box / /. Note: Six copies of this statement, including all exhibits should be filed with the Commission. See Rule 13d-1 (a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act, but shall be subject to all other provisions of the Act (however see the Notes). 1 Name of Reporting Person Thomas G. Berlin 2 If a member group a) / / b) /X/ 3 SEC Use only 4 Source of Funds AF 5 Check if Disclosure 6 Citizenship USA Number of Shares 7 Sole Voting 198,573 Beneficially Owned By Each 8 Shared Voting 30,155 Reporting Person With 9 Sole Dispositive 198,573 10 Shared Dispositive 30,155 11 Aggregate Amount Beneficially owned 228,728 12 Check if Aggregate Amount (11) Excludes Certain Shares 13 Percent of Class Represented by amount in row (11) 14% 14 Type of Reporting Person IA, IN Item 1. Security and Issuer CUSIP 33766M106 First Time Design,Ltd 2350 S.170th Street New Berlin, WI 53151-2702 Phone: 262-364-5200 Item 2. Identity and Background. (a) The name of the Reporting Person is Thomas G. Berlin. (b) The Reporting Person's address is Berlin Financial, Ltd., 1325 Carnegie Ave, Cleveland, OH 44115 (c) The Reporting Person's occupation is managing member;investment advisor;Berlin Financial,Ltd., 1325 Carnegie Ave, Cleveland, OH 44115. (d) None (e) None (f) United States of America Item 3. Source and Amount of Funds or Other Consideration. The Privately Managed Shares were purchased using funds of each respective account holder. The Reporting Person is the managing member of the investment adviser who manages the Privately Managed Accounts. Item 4. Purpose of Transaction. The Reporting Person purchased and sold certain shares (the "Privately Managed Shares") in his capacity as the managing member of the Privately Managed Accounts. In addition, th Reporting Person purchased and sold certain Shares for his own account (the "T. Berlin Shares"). During the time period from February 13, 2007 through December 10,2012,the Reporting Person held the investment in the Companys Common Stock for investment purposes only. However, at this time, the Reporting Person believes that the stock of the Company is undervalued and intends to partner with management in order to begin to explore strategic options of the Company.The Reporting Person has no specific plans at this point with respect to the purchase or sale of any shares of the Companys Common Stock, however, the Reporting Person may purchase additional shares of, or dispose of some or all of the shares of Common Stock. Item 5. Interest in Securities of the Issuer (a) The aggregate amount owned by the Reporting Person,including the Privately Managed Shares and the T. Berlin Shares, is 228,728 shares or 14% of the outstanding shares. (b) Shares Percentage Sole Voting Power 198,573 12.16% Shared Voting Power 30,155 1.84% Sole Dispositive Power 198,573 12.16% Shared Dispositive Power 30,155 1.84% The Reporting Person shares voting and dispositive power with clients in the following amounts: Privately Managed Accounts, 30,155 shares. The Reporting Person has sole voting and dispositive power with respect to 198,573 shares, which are held for the Reporting Person's own account. The address of the Privately Managed Accounts is c/o the Reporting Person. There are no proceedings required to be disclosed with respect to any person sharing beneficial ownership with the Reporting Person. (c) On the following dates, the Reporting Person purchased and/or sold the following numbers of shares for the prices per share set forth below. Each such purchase or sale occured through a customary broker transaction. T. Berlin Share Transactions Date Shares Price/Share Sold or Bought 12/10/2012 169,616 1.74 B 12/10/2012 169,616 1.74 S d) Not Applicable. e) Not Applicable Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to the Issuer. The clients in the Privately Managed Acoounts have the right to receive any proceeds from the sale of the Privately Managed Shares. Thomas Berlin has the right to receive any proceeds from the T. Berlin Shares. Item 7. Material to be Filed as Exhibits. Not Applicable. Signature After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: June 5, 2013 /s/ Thomas G. Berlin